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Specific standards of GMP

Jason Peng, an engineer at Deiiang Company

  • Author:Jason Peng

  • Cleanroom Engineering Technology Manager of Deiiang Company.

    Product R&D Manager of GDC Inc. Cleanroom Equipment Manufacturing Company.

    Executive Director of Guangdong Cleanroom Industry Association of China.

    Engaged in R&D of related products for 15 years, with rich relevant technical experience

  • 2024-12-24  |  Visits:

Introduction

The specific standards of GMP refer to the enforceable controls of manufacturing which are in place in order to guarantee that pharmaceutical products are produced and controlled according to quality.

There are several aspects of manufacturing and quality used during the process which include the area, machinery, manpower, documentation, production and quality control. There are some extra Good Manufacturing Practice requirements necessary for sterile manufacturing, which are mentioned in the EU GMP Annex 1 requirements [1].

The specific standards of GMP include FDA 21 CFR Parts 210 and 211, EU GMP Annex 1 requirements, PIC/S and WHO GMP guidelines, ISO 14644 which gives cleanroom standards, ICH Q7 concerning APIs, and USP <797> on sterile compounding. The gmp cleanroom requirements cover the particle limits to use in each Grade (A, B, C and D), GMP HVAC system requirements and gmp cleanroom qualification in order to support compliance with GMP cleanroom environmental monitoring and GMP cleanroom use.

Which GMP standards apply to pharmaceutical cleanrooms?

gmp cleanroom standards cannot be treated the same as law. The legal obligations come from the regulators of the market while common standards such as ISO 14644 give the testing and classification process [2].

It means that to be compliant with the rules, a facility working within the United States and European union must comply with FDA 21 CFR Parts 210 and 211 [3], EU GMP Annex 1 requirements for sterile products [1], and the applicable provisions of PIC/S and WHO [4][5].

The products with active ingredients must obey ICH Q7 rules [6]. Compounding pharmacies are also subject to the requirements of USP <797> [7].

The table below compares principal references, their application, controls required, and the evidence regulators wish to see in inspections.

Regulatory requirements versus cleanroom testing standards

Table 1: GMP and cleanroom standards applicable to manufacturing actions.

ReferenceApplicable actionControls necessaryEvidence required
FDA 21 CFR Parts 210 and 211 [3]Manufacturing of drugs, processing, packaging, and storageFacility structure, apparatus cleaning, environment control, aseptic procedureDocuments describing procedures, record of monitoring, reports on deviations
EU GMP and PIC/S GMP Guide, Annex 1 [1]Manufacturing of medicineClassification A–D, contamination control, personnel clothingReports of qualifications, data on particles and microbial surveillance
WHO GMP for sterile products [5]Sterile pharmaceutical productionClean zone categories, airlock construction, hygieneRecords of batches, reports of validation, continual measurements
ISO 14644-1/-2/-3 [2][8][9]cleanroom classes and inspection and testing proceduresLimits on particles, means of testing, monitoring scheduleRecords of classification, recovery testing data, filter checks
ICH Q7 [6]Active pharmaceutical ingredientsPlant and maintenance of buildings, machinery, documentation, use of materialsRecords of quality control, calibration documents and instructions for changes
USP <797> [7]Sterile compoundingiso class 5 areas of importance, employee training, cleaning of the environment, monitoringMedia-filled testing, cleaning records, monitoring reports
ReferenceControls necessaryEvidence required
FDA 21 CFR Parts 210 and 211 [3]Facility structure, apparatus cleaning, environment control, aseptic procedureDocuments describing procedures, record of monitoring, reports on deviations
EU GMP and PIC/S GMP Guide, Annex 1 [1]Classification A–D, contamination control, personnel clothingReports of qualifications, data on particles and microbial surveillance
WHO GMP for sterile products [5]Clean zone categories, airlock construction, hygieneRecords of batches, reports of validation, continual measurements
ISO 14644-1/-2/-3 [2][8][9]Limits on particles, means of testing, monitoring scheduleRecords of classification, recovery testing data, filter checks
ICH Q7 [6]Plant and maintenance of buildings, machinery, documentation, use of materialsRecords of quality control, calibration documents and instructions for changes
USP <797> [7]ISO Class 5 areas of importance, employee training, cleaning of the environment, monitoringMedia-filled testing, cleaning records, monitoring reports

Translate applicable requirements into auditable facility specifications

Rules and regulations do not ensure a proper cleanroom. Every requirements specification must lead to supporting evidence for acceptance. Use the checklist below to establish traceability.

Identify results expected in relation to product, process, and market.
Outline roles within the pharmaceutical quality system.
Determine cleanliness and procedure for uniform gowning.
Maintain records of cleaning process, preventive maintenance, and calibration.
Control deviations, corrective actions preventive actions (CAPA), change control and data integrity.
Link each user requirement with an adequate document regarding acceptance testing.

For example, for a facility targeting the requirements of EU GMP Annex 1 Grade B, the description should state the maximum amount of particles per cubic metre, at both in-operation and at-rest conditions.

The iso 14644-3 test method also needs to be stated [8]. Otherwise GMP cleanroom qualification turns into pure paperwork instead of verification of engineering.


GMP cleanroom requirements and EU GMP Annex 1 requirements

The requirements of EU GMP Annex 1 actually define four cleanroom grades—A, B, C, and D—for sterile manufacture [1]. Grade A is the critical zone where the product and sterile surfaces come in contact.

Grade B creates the environment for the aseptic operations performed in Grade A. Grades C and D serve the following stages which are not so critical.

Just the classification by particle size is not enough; the contamination control strategy should take into consideration the design of the facility, flow of personnel and transfer of materials.

A common mistake is to consider the certificate of ISO 14644 classification as implying that full GMP compliance is achieved. GMP adds quality system obligations, microbiological monitoring, personnel qualifications and process validation. No particle count can prove those conditions.

Grade-specific particle limits and process applications

Table 2: Particle limits in EU GMP Annex 1 according to the grades [1].

GradeExample of processCondition of occupancySize of particlesNumber of particles per m³Clause
AAseptic filling, critical zoneAt rest≥0.5 µm3,520Annex 1 Table 1
AAseptic filling, critical zoneIn operation≥0.5 µm3,520Annex 1 Table 1
BBackground to Grade AAt rest≥0.5 µm3,520Annex 1 Table 1
BBackground to Grade AIn operation≥0.5 µm352,000Annex 1 Table 1
CSupport for sterile processingAt rest≥0.5 µm352,000Annex 1 Table 1
CSupport for sterile processingIn operation≥0.5 µm3,520,000Annex 1 Table 1
DLower critical processingAt rest≥0.5 µm3,520,000Annex 1 Table 1
DLower critical processingIn operationNot determinedNot determinedAnnex 1 Table 1
GradeCondition of occupancyNumber of particles per m³
AAt rest3,520
AIn operation3,520
BAt rest3,520
BIn operation352,000
CAt rest352,000
CIn operation3,520,000
DAt rest3,520,000
DIn operationNot determined

Under both at-rest and working conditions, Grade A allows only 3,520 particles of ≥0.5 µm per cubic metre [1]. Grade B has the same allowable amount at rest but permits up to 352,000 particles in the working state. As for Grades C and D, they allow higher particle concentrations.

The Annex 1 revision does not mention a threshold value of 5.0 µm for Grades A and B anymore [10]. A non-specified threshold does not imply zero particles; it suggests that the standard sets no numerical upper limit.

Layout and contamination controls beyond particle classification

Particle classification is only the first step in maintaining grade in production. Further measures are what allow you to do so. You need to ensure that the path for your personnel, materials, and waste movement does not overlap.

You will have to choose surfaces that are smooth, easy to clean, and compatible with each other in your interior fittings, and use rounded corners where possible [11].

Be clear about the airlock types, transfer methods, and gowning processes you will be implementing depending on the grade of the project in question.

You will also have to consider how cleaning and disinfecting your items will take place, and which contamination control method should be used in that regard.

You will also need to ensure that you take care of the containment protocols for hazardous substances, thus ensuring that you are able to protect your product from being contaminated.

For projects taking place in China, make sure to consider GB 50073 and GB 51110 [12][13].


GMP HVAC system requirements and GMP air filtration requirements

GMP HVAC system requirements entail defining airflow, pressure relationships, temperature, and humidity control so as to protect the products from possible contamination [14]. Remember that GMP requirements refer to performance requirements and not equipment specifications.

Each project must therefore identify its own setpoint according to risk assessment, which should also be confirmed through GMP cleanroom qualification [14][15].

GMP air filtration requirements involve device selection known for its competence across all forms of procedures actually taking place in your project, either in regard to fabricated products or during preservation activities.

HEPA filters for GMP cleanrooms are classified as EN 1822 or ISO 29463 based on efficiency of removal of particles [16]. However, it must be noted that having the filter certificate does not guarantee efficient performance for that particular installation; hence, in-situ integrity testing should be done [8].

Establish airflow patterns pressure relationships and recovery performance

You will need to conduct verification of airflow on a simulated operating basis, and not just an empty room.

Conduct visualization at rest and in operation.
Confirm the pressure differential between different grades, which is approximately 10–15 Pa [14].
Document the amount of air changes made through calculation based on supplied airflow and volume of space.
Provide documentation stating the time taken based on the 100:1 recovery period method according to ISO 14644-3 [9].
Define temperature and humidity acceptance criteria based on product requirements.
Document alarm setpoints, trending intervals, and failure response procedures.
Calculation Highlight Box: Air-change rate (ACH) = supply airflow (m³/h) ÷ room volume (m³). A room of dimensions 6 m × 4 m × 3 m would yield a volume of 72 m³. If the supply airflow is 2,160 m³/h, the ACH is 30. If qualification data reveals a recovery time that exceeds the limits specified, the ACH may be increased or the contamination load reduced.

Specify HEPA filters for GMP cleanrooms

Select filter classification based on either EN 1822 or ISO 29463, indicating the test method and particle size basis [16].
Indicate the efficiency with the test aerosol and particle size, e.g., H13 = 99.97–99.99% at 0.3 µm; H14 = 99.995–99.999% at 0.3 µm.
Differentiate between factory efficiency testing and installed integrity testing.
Indicate seals, housings, pressure drop limits, and access for replacement.
Match the filter airflow limits to qualified operating conditions.
MYTH

A HEPA filter certificate guarantees compliance with GMP.

FACT

Compliance must be the result of proper installation, in-place integrity testing, and a validated environmental control system with a quality assurance programme.

Data from Deiiang catalogues illustrate the varied choices available. The Combined High Efficiency Filter (H13/H14, EN 1822) uses ultrafine glass fibre media with a separator-free thermoplastic spacer and ABS frame.

At 592 × 592 × 292 mm, it has an airflow of 2,500 m³/h with a media area of 20.04 m², initial resistance ≤200 Pa (H13) or ≤220 Pa (H14), and final resistance 400–600 Pa. All these ratings are catalogue data; actual results depend on the design and qualification of the system.


GMP cleanroom qualification and GMP cleanroom environmental monitoring

The GMP cleanroom qualification of a facility makes sure that it is compliant with specified requirements before normal production starts. GMP cleanroom environmental monitoring ensures that the process remains controlled.

Qualification and monitoring are completely separate functions. Qualification leads up to a project milestone and monitoring is an operational activity. However, both activities must be traceable to written acceptance requirements from the user requirements specification.

ISO 14644-1 covers classification and ISO 14644-2 monitoring, and ISO 14644-3 sets explicit methods of testing [2][8][9]. Each section applies to its own scope. Microbiological monitoring is done based on risk analysis, through setting of alert and action levels based on historical and qualification data [17].

Qualification stages and required test evidence

Design qualification (DQ): validate that the design complies with GMP regulations and user requirements.
Installation qualification (IQ): validate that the equipment is installed according to specification.
Operational qualification (OQ): demonstrate operational validity of the system.
Performance qualification (PQ): validate that the system meets performance requirements in production.
Verify that the integrity of filters is in place and the volume of air supplied is accurate.
Check the pressure relationships and airflow visualization results.
Perform classification, recovery, and related tests.
Document equipment calibration, sampling points and operational conditions.
Record deviations, acceptance decisions and the qualification report.

Routine monitoring limits and contamination investigations

Qualification provides the baseline and monitoring detects any deviation.

  • Classification limits and the alert and action limits for monitoring should be differentiated.
  • A description of viable and non-viable sampling strategies must be provided as justification.
  • Grade A should be monitored during critical operations, with daily monitoring of the iso 5 classification [18].
  • Set monitoring levels based on qualification and trend data, typically at the 90th percentile [19].
  • Align alert thresholds to the EU GMP Annex 1 requirements for regulatory action limits [17].
  • Investigate all monitoring excursions to determine whether they require corrective action.

QA managers are frequently confounded when they detect an excursion and believe an equipment failure has occurred. If this is within the first three months of operation, the most likely cause is a personnel training gap.

The monitoring programme must be able to discern transient personnel-related excursions from systematic HVAC problems. An example seen several times was an excursion at shift change, where all records show it cleared within fifteen minutes, indicating a personnel problem.


Selecting and maintaining Deiiang cleanroom systems against GMP requirements

Deiiang cleanroom systems and air filters are designed and built based on documented compliance requirements, not general marketing claims. The procurement acceptance criteria need to be based on the documented compliance needs of GMP.

These criteria include efficiency class, test method, airflow capacity, pressure drop, and material compatibility.

Component specifications must be differentiated from qualified facility performance. A filter or panel that meets the specifications of a catalogue does not necessarily mean that the cleanroom will also achieve the required qualification.

Procurement evidence for panels modules and filtration equipment

Include the verified Deiiang catalogue number along with the revision number on the purchase order.
Record actual panel and module dimensions and material specifications.
State documented filtration efficiencies with the testing standard used.
Assign grades to cleanroom design, within the limits of regulatory compliance.
Request maintenance procedures, test reports, and qualification documentation.
Attribute design contributions to Jason.peng only where confirmed by Deiiang documentation.

The following notes are based on Deiiang experience with panel and filtration installation.

  • Panel marring during installation makes it impossible to clean contamination spots.
  • Using the wrong gaskets in filter compartments renders the HEPA filter enclosure useless.
  • Misalignment in panel seams will not maintain ventilation and pressure requirements.

In order to avoid the above problems, examine components prior to installation, use proper lifting equipment, and install the panels with trained personnel.

Pro-Tip: Jason.peng of Deiiang recommends checking the panel seams for alignment during construction, and not after the installation is completed, since correcting misalignment later is too costly and risks cleanroom efficiency. Make sure the gaskets are seated correctly before activating the HVAC system.

Deiiang provides both MGO and MGO rockwool panels for cleanrooms, in various sizes, including 2 m × 3 m × 3 m, 4 m × 3 m × 3 m, and 6 m × 5 m × 3 m. The effective width of the panels is 1,150 mm, and the thickness can range between 50 mm and 100 mm.

The rockwool density ranges between 60–140 kg/m³ and has a fire-resistance rating of up to 120 minutes. All of the above specifications can be used for procurement records but cannot replace project-specific qualification.

Project-reported case study linking design targets to qualification results

Project Case Study: A pharmaceutical packaging cleanroom project targeted class 1000 / ISO 6 with a high ambient particle load, limited plenum height, and strict pressure-drop limits to maintain laminar flow. Deiiang supplied low-profile H14 combined high-efficiency filters (592 × 592 × 292 mm, 2,500 m³/h rated airflow, 20.04 m² media area, ≤220 Pa initial resistance), silicone-free sealing gaskets, and F7 pre-filters. Per-unit DOP scan testing was performed before shipment. The project reported that particle counts fell from an ISO 7 baseline into stable ISO 6 conditions, with measurable energy savings attributed to the low initial pressure drop. Project results are reported as supplied; independent verification remains the purchaser's responsibility.

Frequently Asked Questions

In this section, we will provide answers to some common questions related to QA, engineering, validation, and purchasing regarding the GMP cleanroom system.

What are the specific standards of GMP for pharmaceutical facilities?

The specific standards of GMP for pharmaceutical facilities include FDA 21 CFR Parts 210 and 211, EU GMP Annex 1 requirements, and guidance given by PIC/S and WHO. They take into consideration the design of the facility, the personnel, equipment and documentation, production, and quality assurance. Sterile production adds cleanroom requirements classified in Grades A through D, along with contamination control activities.

Does ISO 14644 certification prove compliance with GMP standards?

ISO 14644 certifies that a cleanroom has achieved a particular level of particle concentration classification at the time of testing. Compliance with GMP standards requires additional quality control systems that include microbiological monitoring, personnel qualifications, and process validation. Cleanroom test results are a good basis for regulatory compliance, but they do not guarantee it, because they must be used as part of the complete strategy.

Do GMP cleanroom requirements prescribe a universal air-change rate?

There is no defined air-change rate in the GMP standards. The air-change rate to be used will be determined by the contamination load resulting from the activity being performed, room use, and how effective recovery needs to be. Qualification will be based on pre-established acceptance criteria and not on a number at random.

Are HEPA filters for GMP cleanrooms required in every manufacturing area?

HEPA filtration is necessary in critical sterile areas, specifically Grade A and B areas. In less critical or non-sterile manufacturing areas, the use of HEPA filtration can be based on risk analysis. A HEPA filter alone does not mean compliance with GMP; it must be part of an approved system with valid integrity testing and monitoring.

How often is GMP cleanroom qualification required?

EU GMP Annex 1 requirements establish the maximum requalification periods for sterile grades: six months for Grade A and B, and twelve months for grade c and D. Requalification has to be performed when significant changes occur, when corrective actions have taken place, or when there are indications of unacceptable monitoring trends. Qualification requirements for non-sterile cleanroom areas can differ depending on a risk assessment.

What documentation should buyers request from a cleanroom equipment supplier?

Documentation requested should refer to specifications with valid test laboratory reports, material records, calibration certificates, and similar evidence. Documentation will include filter efficiency data as well as material certifications. Ultimately, the purchaser is responsible for the proper qualification of the facility; documentation from the provider serves only as support for that process.


References

  • [1] EU GMP Annex 1: Manufacture of Sterile Medicinal Products, 2022 revision.
  • [2] ISO 14644-1:2015, Cleanrooms and associated controlled environments—Part 1: Classification of air cleanliness by particle concentration.
  • [3] FDA 21 CFR Parts 210 and 211, Current Good Manufacturing Practice for Finished Pharmaceuticals.
  • [4] PIC/S GMP Guide, Pharmaceutical Inspection Co-operation Scheme.
  • [5] WHO GMP for sterile pharmaceutical products, WHO Technical Report Series No. 961, Annex 6.
  • [6] ICH Q7, Good Manufacturing Practice Guide for Active Pharmaceutical Ingredients.
  • [7] USP <797>, Pharmaceutical Compounding—Sterile Preparations.
  • [8] ISO 14644-2:2015, Cleanrooms and associated controlled environments—Part 2: Monitoring to provide evidence of cleanroom performance.
  • [9] iso 14644-3:2019, Cleanrooms and associated controlled environments—Part 3: Test methods.
  • [10] Particle Measuring Systems, Cleanroom Classification Explained: ISO 14644-1:2015 vs EU GMP Annex 1.
  • [11] cGMP cleanroom construction requirements, coved corner details, NIH ORF.
  • [12] GB 50073-2013, Code for design of clean room.
  • [13] GB 51110-2015, Code of construction and quality acceptance of industrial cleanroom.
  • [14] EU GMP Annex 1 pressure differential guidance, 10–15 Pa between adjacent grades.
  • [15] ISO 14644-3 recovery test method, 100:1 recovery time.
  • [16] EN 1822-1:2019, High efficiency air filters (EPA, HEPA and ULPA)—Part 1: Classification, performance testing, marking.
  • [17] USP <1116>, Microbiological Control and Monitoring of Aseptic Processing Environments.
  • [18] FDA guidance, Sterile Drug Products Produced by Aseptic Processing—Current Good Manufacturing Practice.
  • [19] EU GMP Annex 1 environmental monitoring, alert and action limit guidance.
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Deiiang's expert team specializes in designing and constructing state-of-the-art cleanrooms tailored to meet diverse industry needs. With a focus on innovation and compliance, we deliver pristine environments that ensure operational excellence and product integrity.

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